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Financial Institutions: Misconduct

Question for Treasury

UIN HL8279, tabled on 18 September 2020

To ask Her Majesty's Government how many financial institutions in the UK have been subject to fines for misconduct in each year since 2000; and what was the total amount of fines paid by them.

Answered on

1 October 2020

Information on the FCA’s enforcement powers and its policy on financial penalties is set out in detail in the enforcement section of their website, and in their Handbook.

We have passed Baroness Kennedy’s questions on to the FCA, who will reply directly to her by letter. A copy of the letter will be placed in the Library of the House.

Answered by

Treasury